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BUILDING SAFETY & COMPLIANCE

Building Safety &
Compliance
Management

North, East London & Essex

Tracked. Documented. Managed before it becomes a problem. Every block we manage has a compliance calendar — fire risk assessments, insurance conditions, certificates, renewals. Nothing falls through the gaps.

FRA
Commissioned on takeover
if not current
100%
Portal access to all
compliance documents
Day 1
Compliance audit on
every new block
The Property Institute accredited
Client Money Protection held
Property Ombudsman member

Building Safety Compliance Is a Continuous Obligation

Building safety compliance is not a checklist you complete once. It is a continuous obligation — fire risk assessments that must be reviewed, actions from those assessments that must be completed, insurance conditions that must be monitored, certificates that expire and must be renewed, and a legislative landscape that has shifted significantly since the Building Safety Act 2022 came into force.

Directors of residential blocks are responsible for ensuring the building is safe and that all statutory obligations are met. Most directors are not compliance specialists. Many are leaseholders who took on a directorship because they cared about their building — not because they had expertise in fire safety legislation or insurance contract conditions.

Our job is to carry the compliance management so that directors can govern their building with confidence. Every block we manage has a compliance calendar. Every obligation is tracked. Every renewal is managed in advance. And when we take over a block, the first thing we do is establish exactly what is in place and what is not.

The Legislative Landscape: What Has Changed and Why It Matters

The Building Safety Act 2022 was the most significant piece of building safety legislation in a generation. A direct response to the Grenfell Tower fire, it introduced new duties for those responsible for residential buildings, a new regulatory framework for higher-risk buildings, and a shift towards treating building safety as an ongoing obligation rather than a compliance exercise.

The most stringent requirements — the higher-risk building regime, the Principal Accountable Person structure, and the mandatory Building Safety Manager role — apply to buildings that are at least 18 metres in height or at least 7 storeys, and contain at least two residential units. For residential blocks below that threshold, the Act still matters: it strengthened enforcement and sits alongside the Fire Safety Act 2021 and the existing fire safety regulatory framework.

Do you manage higher-risk buildings?

Neon currently manages residential blocks below the higher-risk building threshold (18 metres / 7 storeys). The BSA's Principal Accountable Person and Building Safety Manager requirements do not apply to our current portfolio.

If you are a director of a building that meets the higher-risk definition and are looking for a managing agent, contact us. We will advise honestly on whether your building's requirements are within our scope or whether you need a specialist.

Inheriting Incomplete Major Works

One of the most difficult situations in block management is taking over a building where major works have been started but not completed by the previous agent. The scaffolding is up. Money has been spent. Leaseholders are waiting.

We are currently managing exactly this situation. External repair works were started under a previous agent. The Section 20 consultation was completed validly — leaseholders know what they agreed to contribute and the statutory recovery position is intact. But the works were not finished when we took over. Our role is to establish the scope of what remains, assess whether the reserve fund covers the outstanding costs, and manage the completion properly, with full transparency to leaseholders throughout.

When we inherit incomplete works we conduct a full assessment of what was done and what remains. We review the Section 20 record to confirm whether the statutory process was correctly completed — because if it was not, the recovery position for outstanding costs may be compromised. We establish the financial position: what has been charged to leaseholders, what the reserve fund holds, and whether additional contributions will be needed.

Transparency throughout is not optional — it is what leaseholders are entitled to. Leaseholders who have been waiting years for works to complete, without clear communication about why or when, are already frustrated. They are entitled to know the financial position, the revised programme, and what the cost to them is likely to be. We provide that information clearly and do not wait to be asked for it.

Common Section 20 Failures and Their Consequences

FailureConsequence
Works begun before Section 20 consultation completed Recovery capped at £250 per leaseholder regardless of actual cost.
Stage 1 notice not served on all qualifying leaseholders Consultation invalid. Process must restart. Works costs at risk.
Fewer than two estimates obtained Consultation flawed. Tribunal may disallow recovery above the cap.
Leaseholder's nominated contractor excluded without reason Leaseholder can apply to Tribunal to have the recovery capped.
Works scope not clearly defined before tendering Variations and cost overruns. Leaseholders charged for work not in the original scope without further consultation.
Works started without director approval of contractor appointment Directors potentially liable for unauthorised expenditure. No valid contract.
Works not completed and new scope not re-consulted Outstanding works costs may not be recoverable if the original Section 20 did not cover the new or remaining scope.
Supervision absent during works. Variations approved without director sign-off Poor quality. Cost overruns. No recourse against contractor. Director liability for unauthorised expenditure.

Fire Risk Assessments: The Foundation of Building Fire Safety

The fire risk assessment is the cornerstone of fire safety management in any residential block. It identifies fire hazards, evaluates the risk to people, and sets out the measures needed to reduce that risk to an acceptable level. It must be carried out by a competent person, reviewed regularly, and reviewed whenever there is a significant change in the building.

It is not a one-time exercise. It is a living document that must be kept current and whose recommended actions must be completed. An FRA whose actions have not been addressed is not evidence of compliance — it is a documented record of known risks that have not been resolved.

What we find on takeover

When we take over a block where no fire risk assessment exists, we commission one immediately. Fire safety is not a background item on a compliance list. Where an FRA exists but is out of date, or where actions have not been completed, we establish what remains outstanding and address it in priority order.

Actions rated as high priority — immediate danger present — are treated as urgent from day one. We do not inherit a building's fire safety failures and leave them unaddressed while we settle in.

How we manage ongoing FRA compliance

The fire risk assessment review cycle and any outstanding actions are tracked in our compliance calendar on BlocksOnline. When a review is due, we commission it. When actions are identified, we programme them. When actions are completed, we record the completion with evidence.

Directors have access to the current FRA and the action log through the portal at all times.

Fire Risk Assessments: The Foundation of Building Fire Safety

The fire risk assessment is the cornerstone of fire safety management in any residential block. It identifies fire hazards, evaluates the risk to people, and sets out the measures needed to reduce that risk to an acceptable level. It must be carried out by a competent person, reviewed regularly, and reviewed whenever there is a significant change in the building.

It is not a one-time exercise. It is a living document that must be kept current and whose recommended actions must be completed. An FRA whose actions have not been addressed is not evidence of compliance — it is a documented record of known risks that have not been resolved.

What we find on takeover

When we take over a block where no fire risk assessment exists, we commission one immediately. Fire safety is not a background item on a compliance list. Where an FRA exists but is out of date, or where actions have not been completed, we establish what remains outstanding and address it in priority order.

Actions rated as high priority — immediate danger present — are treated as urgent from day one. We do not inherit a building's fire safety failures and leave them unaddressed while we settle in.

How we manage ongoing FRA compliance

The fire risk assessment review cycle and any outstanding actions are tracked in our compliance calendar on BlocksOnline. When a review is due, we commission it. When actions are identified, we programme them. When actions are completed, we record the completion with evidence.

Directors have access to the current FRA and the action log through the portal at all times.

Documentation: Complete, Current, Accessible

The Building Safety Act introduced the concept of the 'golden thread' of building information for higher-risk buildings — a structured, maintained, accessible record of everything relevant to the safety of the building. For all residential blocks, the principle is sound regardless of whether it is legally mandated.

A building whose documentation is complete, current, and accessible can demonstrate its compliance position at any point. A building whose documentation exists in fragments across multiple email accounts and departed agents' archives cannot.

We use BlocksOnline as our building management platform. Every block we manage has a dedicated record containing:

Fire risk assessment and action log
Section 20 notices and major works documentation
Buildings insurance schedule and policy
Compliance calendar with renewal dates
All safety certificates — fire alarms, emergency lighting, lift examinations
Service charge accounts and supporting invoices
Asbestos management survey and plan where applicable
Lease documentation and director correspondence

Directors have access to this system at all times. When we take over a block with incomplete documentation, we rebuild what can be obtained and flag what cannot.

Lease Enforcement and Communal Area Management

Building safety compliance does not stop at certificates and risk assessments. The behaviour of leaseholders and occupants affects the safety of the building. Communal areas obstructed by stored items are a fire safety risk. Unauthorised structures in communal spaces can affect evacuation routes and insurance conditions. Alterations to individual flats without consent can affect the structural integrity or fire compartmentation of the building.

We manage lease enforcement on behalf of the RTM company or RMC. Where a leaseholder is doing something that breaches the lease — storing items in communal areas, installing structures without consent, subletting a garage for commercial use, making alterations without approval — we issue the appropriate notice and manage the breach process through to resolution.

We are currently managing a number of active lease enforcement matters across our portfolio, including unauthorised structures in communal areas and commercial use of garages. These are dealt with through the correct legal process — formal notice of breach, reasonable period to remedy, further action where the breach is not remedied. We do not let lease violations sit unaddressed because unaddressed violations become precedent.

Frequently Asked Questions

The Building Safety Act applies to all residential buildings in different ways. The most stringent requirements — the Principal Accountable Person regime, the mandatory Building Safety Manager, and the Safety Case requirements — apply specifically to higher-risk buildings: those that are 18 metres or more in height, or 7 storeys or more, and contain at least two residential units. For buildings below that threshold, the Act still informs the regulatory culture and sits alongside the Fire Safety Act 2021, but the specific HRB regime does not apply.
The Regulatory Reform (Fire Safety) Order 2005 requires the responsible person to review the fire risk assessment regularly and whenever there is reason to suspect it is no longer valid — for example, after a significant change to the building, its use, or the number of people present. Best practice guidance suggests a review at least every one to three years for most residential blocks. We track the review cycle for every FRA in our compliance calendar and commission reviews in advance of when they are due.
We commission one immediately. A fire risk assessment is a legal requirement for the responsible person under the Regulatory Reform (Fire Safety) Order 2005. It is not deferred while other matters are sorted out. We instruct a competent fire risk assessor, receive the assessment, brief directors on the findings, and begin addressing any actions in priority order.
In a residential block with communal areas, the responsible person is typically the person who has control of the building — in practice, the RTM company, the RMC, or the freeholder. As managing agent, we act on behalf of the responsible person and carry out the day-to-day fire safety management obligations. The legal responsibility remains with the responsible party — which is one of the reasons director understanding of their obligations matters.
An EWS1 (External Wall System) certificate is an assessment of the external wall system of a residential building to determine whether it contains combustible materials. It became necessary following Grenfell because mortgage lenders began requiring confirmation of external wall safety before lending on flats in multi-storey blocks. Whether your block needs an EWS1 depends on its construction, height, and the materials used in its external walls. We identify whether one is required on takeover and advise accordingly.
This needs to be dealt with immediately. Removing or disabling a smoke detector is a potential breach of the lease, a building safety risk, and — depending on your insurance policy — a condition that could affect the validity of a claim if there is a fire. We issue a formal communication to the leaseholder requiring immediate reinstatement, document the incident, and confirm to your insurer if your policy requires notification. This is not a matter where a polite informal request is sufficient.

Want to understand your building's current compliance position?

We manage building safety and compliance for residential blocks across North, East London and Essex. If you are unsure what obligations apply to your block, or concerned about the current compliance position, start with a conversation.

Call 0208 801 9951  |  info@neonpropertieslondon.co.uk

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